Nasdaq IR Compliance
Checklist for Public Companies

Nasdaq-listed companies must meet specific corporate governance and disclosure requirements that directly impact what appears on their investor relations website. While Nasdaq's listing rules don't prescribe a specific website format, they require that certain documents and information be "publicly available" — and the IR website is the primary vehicle for meeting this obligation. This checklist covers every item your Nasdaq IR website should include.

Nasdaq Listing Rule 5250: Public Disclosure

Nasdaq Rule 5250 requires listed companies to make prompt public disclosure of material information that would reasonably be expected to affect the value of their securities. The rule also requires that companies distribute material news through Nasdaq-approved news dissemination services before or simultaneously with any other disclosure. Your IR website should reflect all material disclosures promptly and maintain a complete archive.

Nasdaq Rule 5605-5606: Corporate Governance

Nasdaq's corporate governance rules (5605-5606) require that certain governance documents be made publicly available. While Nasdaq accepts either website posting or inclusion in SEC filings, best practice is to have all governance documents prominently displayed on your IR website. This includes committee charters, the code of ethics, and corporate governance guidelines. Nasdaq also requires that companies disclose the identity of independent directors and committee compositions.